Showing posts with label Series 6. Show all posts
Showing posts with label Series 6. Show all posts

Monday, January 19, 2009

Series 6 -mission accomplished: yes we can!

So I just passed the Series 6 last week and I'm not sure what to do with myself.

One thing's for sure I can't really write about investments and or give advice and get paid to do it. It's against the rules and I have no intention of breaking them.

It's a big load off my shoulders though - passing the Series 6.

If I do continue this blog, it will have to be for the fun of it.

That being said - how fun is that we will be ushering in a new president and hopefully a new age tomorrow!

Monday, December 22, 2008

Series 6 anyone?

So - due to circumstances at least partially out of my hands. I am on the path to getting my series 6. So - assuming I pass - I will be a legit investment representative. If I fail I'll be another schmo talking about finances with no credentials.

Two problems are arising though - 1) the Series 6 is appearing to be a lot more difficult than I was expecting; calls , puts and UIT's Oh my!

2) If I pass, my ability to get an extra job will be severely restricted due to the fact that every time money is made outside of your finance job you have to report it to your employer. Who then reports it to FINRA and the SEC. In other words no 2nd job OR part-time business for me.

I hope it's all worth it. I think a trainee that had been studying for the past month or so just failed when he took it last week. I know a little more than the trainee but only by so much. Hopefully by January it will be a lot more...